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Regulatory reporting is a “critical” aspect of business that firms need to be paying attention to, speakers on the ‘Regulatory Reporting: Rewrite, reform, refit’ panel at this year’s Securities Finance Technology Symposium in Boston agreed

The acquisition will add Red Deer’s surveillance and research capability to the Kaizen hub, assisting middle office and compliance divisions in identifying cases of market abuse and meeting regulatory commitments

With the equity purchase, London Reporting House’s repo market tools and analytics will be available through Kaizen’s web-based regulatory information and compliance platform known as Kaizen Hub

During the ‘Regulation’ panel, speakers discussed the current state of regulation in the industry, including the relationships between regulators and the market, what clients are looking for and what might lie ahead

Vincent has more than 30 years of experience in financial services, including more than 10 years’ experience working in regulatory reporting functions at Tier 1 banks

The conference, organised by the International Securities Lending Association, held a regulation-focused panel, entitled “Beyond Acks & Nacks: The End of Regulatory Reporting as We Know it?”, in which Sloyan made the comment

The partnership will provide a streamlined end-to-end experience from pre to post-submission, offering improved quality and accuracy of regulatory reporting

The collaboration will see deltaconX AG and Kaizen Reporting offer ReportShield suite of reporting quality assurance services globally

Catch up on all the biggest talking points from the days six panels

After issuing an initial document for public consultation in November 2021, the US Securities and Exchange Commission has now published the SEC 10c-1a Final Rule designed to promote transparency in securities lending markets by requiring parties to report the material terms of the trade by end of day on T+0. Bob Currie reports

SFT asked 12 firms about their priorities and expectations for 2022. With the advancement of technology and the adoption of new regulation at the forefront of many minds, participants are set to release new products and services as they enter the new year with a positive mindset and high hopes for the industry. Carmella Haswell reports

Sunil Daswani, Standard Chartered Bank’s global head of securities lending, speaks to Carmella Haswell about the importance of ESG, how to reach a sustainable future and what’s driving demand and supply within the securities lending market

With poor adoption and a grace period ending today, is the adoption of LEIs outside of the EEA ever going to gain momentum?

Once the final wave of SFTR went live in January, many operations teams stood down, but for Kaizen Reporting, the work was only just beginning. Jonathan Lee explains how his firm is bringing novel solutions to help financial firms tackle trade and transaction reporting data quality and how Brexit creates double jeopardy for regulatory compliance

Although there is plenty of work left to do before SFTR’s go live in a few short weeks, Kaizen Reporting recommends a “keep calm and carry on approach” as the best way to avoid undue panic

SFTR is the next big challenge in regulatory reporting. What are the timelines for implementation and what should firms be doing to prepare? Jonathan Lee of Kaizen Reporting explains more